Downtown Investment Advisory
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Downtown Investment Advisory (DIA) is a Registered Investment Advisory firm, formed in 2013, that provides customized investment management services as an alternative to the large wealth management firms. DIA specializes in creating custom portfolios of individual bonds and fixed income investments to achieve a desired yield target, utilizing the full range of bonds, from high yield to municipal. DIA also invests in stocks, with a focus on low-cost Index ETFs. DIA's investment expertise was developed over 20 years of institutional fixed income investing, and navigating through the crashes of 2001-2002 and 2008-2009. As an independent firm we do not have incentives to place clients in certain types of assets and we do not earn sales commissions. DIA has fiduciary obligations to all of its clients that many investment professionals, such as advisors at the large brokerage firms, are not required to provide.

DIA is licensed according to required securities regulations. DIA utilizes the services of Charles Schwab & Co., Inc. as a third party custodian, and currently manages over $70 million in assets for primarily high net worth individuals. Our clients open and control an account at Schwab in their own name, and DIA never takes custody of client accounts. Clients also have the option of opening their account at Interactive Brokers, another leading custodian.


This website does not constitute a solicitation to purchase or sell any securities, nor is it intended to provide specific investment advice. Past performance is no guarantee of future performance. Please click here for further disclosure information and terms of use.
Interactive Brokers LLC is a registered Broker-Dealer, Futures Commission Merchant and Forex Dealer Member, regulated by the U.S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), and is a member of the Financial Industry Regulatory Authority (FINRA) and several other self-regulatory organizations. Interactive Brokers does not endorse or recommend any introducing brokers or third-party financial advisors, including Downtown Investment Advisory.  Interactive Brokers provides execution and clearing services to customers of Downtown Investment Advisory.  For more information regarding Interactive Brokers, please visit www.interactivebrokers.com.

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