Downtown Investment Advisory (DIA) is a Registered Investment Advisory firm that provides investment management services focused on fixed income. With interest rates at multi-decade highs in 2023, it is an attractive time to consider allocating all or more of your investments to fixed income. DIA, formed in 2013, is an SEC registered firm based in White Plains, NY with over $125 million in assets under management for individuals, high net worth families, and charitable foundations. DIA utilizes the services of Charles Schwab as its third party custodian.
DIA specializes in creating custom portfolios of individual bonds and alternative fixed income investments to generate recurring income for living expenses or growth. As an independent firm we do not have incentives to place clients in "house" assets and we do not earn sales commissions. DIA has fiduciary obligations to all of its clients that many investment professionals, such as advisors at the large brokerage firms, are not required to provide.
In addition to investment advisory services, DIA provides general financial management services to senior persons and their families. Services include financial planning for the later stages of life, acting as agent or power of attorney to handle various financial matters, managing the tax preparation process, acting as a trustee, executor or other fiduciary, etc. DIA's principal is a Certified Senior Advisor with specialized knowledge regarding the needs of seniors.
DIA specializes in creating custom portfolios of individual bonds and alternative fixed income investments to generate recurring income for living expenses or growth. As an independent firm we do not have incentives to place clients in "house" assets and we do not earn sales commissions. DIA has fiduciary obligations to all of its clients that many investment professionals, such as advisors at the large brokerage firms, are not required to provide.
In addition to investment advisory services, DIA provides general financial management services to senior persons and their families. Services include financial planning for the later stages of life, acting as agent or power of attorney to handle various financial matters, managing the tax preparation process, acting as a trustee, executor or other fiduciary, etc. DIA's principal is a Certified Senior Advisor with specialized knowledge regarding the needs of seniors.