Downtown Investment Advisory
  • ABOUT
  • ADVISOR
  • WHY DOWNTOWN
  • FAQ
  • CONTACT
Downtown Investment Advisory (DIA) is a fiduciary Registered Investment Advisory firm that provides investment management services focused on fixed income.  With interest rates still at attractive levels for investors in 2025, and heightened stock market volatility, it is a good time to consider allocating all or more of your investments to fixed income. 

DIA, formed in 2013, is an SEC registered firm based in White Plains, NY with over $130 million in assets under management for individuals, high net worth families, and charitable foundations. DIA utilizes the services of Charles Schwab as its third party custodian.


DIA specializes in creating custom portfolios of individual bonds and other fixed income investments to generate recurring income for living expenses or growth. As an independent firm we do not have incentives to place clients in "house" assets and we do not earn sales commissions. DIA has fiduciary obligations to all of its clients that many investment professionals, such as advisors at the large brokerage firms, are not required to provide.

In addition to investment advisory services, DIA provides general financial management services to senior persons and their families. Services include financial planning for the later stages of life, acting as agent or power of attorney to handle various financial matters, managing the tax preparation process, acting as a trustee, executor or other fiduciary, etc. DIA's principal is a Certified Senior Advisor with specialized knowledge regarding the needs of seniors.
This website does not constitute a solicitation to purchase or sell any securities, nor is it intended to provide specific investment advice. Past performance is no guarantee of future performance. Please click here for further disclosure information and terms of use. Registration with the SEC does not imply that DIA, or any individual providing investment advisory services on behalf of DIA, possesses a certain level of skill or training.

Interactive Brokers LLC is a registered Broker-Dealer, Futures Commission Merchant and Forex Dealer Member, regulated by the U.S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), and is a member of the Financial Industry Regulatory Authority (FINRA) and several other self-regulatory organizations. Interactive Brokers does not endorse or recommend any introducing brokers or third-party financial advisors, including Downtown Investment Advisory.  Interactive Brokers provides execution and clearing services to customers of Downtown Investment Advisory.  For more information regarding Interactive Brokers, please visit www.interactivebrokers.com.